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Corinne Wolthuis

Investment Adviser Representative at Cetera Investment Advisers LLC

Tampa, FLCRD #6263589Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Corinne Wolthuis is an investment adviser representative with Cetera Investment Advisers LLC in Tampa, FL, where they have been registered since 2023. They have worked in the securities industry since 2015 and have been registered with 3 firms, including Truist Advisory Services, Inc. and Suntrust Advisory Services, Inc. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
2 states and territories

Florida, Mississippi

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/28/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/2014
SIE
Securities Industry Essentials Examination
Passed 5/2/2018
Series 7
General Securities Representative Examination
Passed 11/5/2013

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
11/6/2023 – Tampa, FL
Truist Advisory Services, Inc.
6/19/2019 – 8/18/2023Brooksville, FL
Suntrust Advisory Services, Inc.
12/5/2016 – 5/2/2018Lutz, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Suntrust BANK
    Mar 2015 – May 2018Wesley Chapel, FL
  2. Suntrust Investment Services, Inc.
    Mar 2015 – Apr 2018Atlanta, GA
  3. Suntrust Advisory Services, Inc.
    Sep 2016 – May 2018Atlanta, GA
  4. BANK OF America
    May 2018 – Apr 2019Tampa, FL
  5. Suntrust Investment Services Inc
    Apr 2019 – no end date reportedAtlanta, GA
  6. Suntrust BANK
    Apr 2019 – no end date reportedTampa, FL
  7. Suntrust Advisory Services, LLC
    Apr 2019 – no end date reportedAtlanta, GA
  8. Hancock Whitney BANK
    Oct 2023 – no end date reportedTampa, FL
  9. Cetera Investment Services LLC
    Oct 2023 – no end date reportedSaint Cloud, MN
  10. Cetera Investment Advisers LLC
    Oct 2023 – no end date reportedTampa, FL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Corinne Wolthuis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Corinne Wolthuis (Cetera Investment Advisers)