Cory David Beam
Investment Adviser Representative at ROOT Financial Partners
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cory David Beam is an investment adviser representative with ROOT Financial Partners in Waconia, MN, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Empower Advisory Group, LLC and Personal Capital Advisors Corporation. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Minnesota and Texas.
Registrations & licenses
- Investment adviser:
- Minnesota, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Personal Capital Advisors CorporationJun 2021 – Jan 2022Plano, TX
- Fisher InvestmentsJun 2020 – Jun 2021Plano, TX
- John Carroll UniversityMay 2016 – Jun 2020University Heights, OH
- Personal Capital Advisors CorporationJan 2022 – Dec 2022Plano, TX
- Personal Capital Advisors CorporationDec 2022 – Aug 2025Royse City, TX
- Empower Advisory Group, LLCApr 2023 – Aug 2025Greenwood Village, CO
- Root Financial Partners, LLCAug 2025 – no end date reportedEncinitas, CA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ROOT Financial Partners
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,000,000
- Estimated blended rate
- 0.01
- Up to $1,000,0001.00%
- $1,000,001 - $5,000,0000.75%
- $5,000,001 - $10,000,0000.50%
- $10,000,001 - $25,000,0000.40%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 61
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Austin, TX
- SEC file number:
- 801-125945
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 28, 2026
View full firm profileOther advisors at ROOT Financial Partners
Showing 12 of 61 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cory David Beam has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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