Craig Allen Leppien
Investment Adviser Representative at Signature Equity Partners, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Craig Allen Leppien is an investment adviser representative with Signature Equity Partners, LLC in Traverse City, MI, where they have been registered since 2023. They have worked in the securities industry since 2001 and have been registered with 7 firms, including Cambridge Investment Research Advisors, Inc. and Cetera Investment Advisers LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Michigan.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan
- Broker:
10 states and territories
Florida, Illinois, Louisiana, Michigan, Missouri, Nevada, North Carolina, Ohio, Tennessee, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Investment Research, IncMay 2018 – Aug 2023Fairfield, IA
- Cambridge Investment Research Advisors, IncMay 2018 – Aug 2023Fairfield, IA
- Osaic Wealth, Inc.Sep 2023 – no end date reportedTraverse City, MI
- Signature Equity Partners, LLCSep 2023 – no end date reportedTraverse City, MI
- Cetera Investment Advisers LLCFeb 2015 – May 2018Traverse City, MI
- Cetera Investment Services LLCFeb 2015 – May 2018St Cloud, MN
- Chemical BANKFeb 2015 – May 2018Traverse City, MI
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Signature Equity Partners, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Pre-retirement accumulation strategies, post-retirement income planning, retirement plans, life insurance, long-term care insurance, disability insurance, estate planning, and client portfolio reviews.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 31
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Columbus, OH
- Founded:
- 1988
- SEC file number:
- 801-128432
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Signature Equity Partners, LLC
Showing 12 of 31 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Craig Allen Leppien has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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