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Cynthia Lea Shuford-Stover

Investment Adviser Representative at Global Financial Private Client

Sarasota, FLCRD #1021716Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Cynthia Lea Shuford-Stover is an investment adviser representative with Global Financial Private Client in Sarasota, FL, where they have been registered since 2018. They have worked in the securities industry since 1986 and have been registered with 8 firms, including G.f. Investment Services, LLC and National Planning Corporation. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.

Office

6000 Cattleridge Drive, Suite 200
Sarasota, FL 34232

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/21/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/1995
SIE
Securities Industry Essentials Examination
Passed 2/14/2018
Series 31
Futures Managed Funds Examination
Passed 6/23/1995
Series 7
General Securities Representative Examination
Passed 8/30/1994
Series 27
Financial and Operations Principal Examination
Passed 1/27/1982

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Global Financial Private ClientCurrent
7/17/2018 – Sarasota, FL
G.f. Investment Services, LLC
2/24/2005 – 2/14/2018Sarasota, FL
National Planning Corporation
5/2/2005 – 8/2/2005Los Angeles, CA
Intersecurities, Inc.
7/3/2002 – 12/31/2004Philadelphia, PA
A. G. Edwards & SONS, Inc.
5/29/2001 – 5/8/2002St. Louis, MO
Merrill Lynch, Pierce, Fenner & Smith Incorporated
2/13/1998 – 4/3/2001New York, NY
DEAN Witter Reynolds Inc.
8/31/1994 – 3/4/1998Purchase, NY
Municipal Securities, Incorporated
6/26/1986 – 7/5/1991
Municipal Securities, Incorporated
2/17/1982 – 7/5/1991Memphis, TN
Municipal Securities, Incorporated
5/6/1985 – 5/1/1986

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. G.f. Investment Service, LLC
    Sep 2004 – Feb 2018Sarasota, FL
  2. Global Financial Private Client
    Jan 2018 – no end date reportedSarasota, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Global Financial Private Client

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5
Offices listed on AdvisorFinder:
1
Main office:
Sarasota, FL
SEC file number:
801-112204

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 26, 2026

View full firm profile

Other advisors at Global Financial Private Client

4 other advisors in the directory

View Global Financial Private Client firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cynthia Lea Shuford-Stover has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Cynthia Lea Shuford-Stover (Global Financial Private Client)