Cynthia Louise Patry
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cynthia Louise Patry is an investment adviser representative with Charles Schwab & Co., Inc. in Wichita, KS, where they have been registered since 2023. They have worked in the securities industry since 2006 and have been registered with 6 firms, including Morgan Stanley and Wealth Alliance Advisory Group, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kansas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kansas
- Broker:
19 states and territories
Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Kansas, Maine, Michigan, Mississippi, Missouri, Nebraska, North Carolina, Oklahoma, Oregon, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD AmeritradeJun 2003 – Apr 2020Wichita, KS
- TD Ameritrade Investment Management, LLCJun 2003 – Apr 2020Omaha, NE
- Mutual Securities, Inc.May 2020 – Mar 2021Camarillo, CA
- Wealth Alliance Advisory Group, LLCMay 2020 – Mar 2021Wichita, KS
- Wealth AllianceMay 2020 – Mar 2021Wichita, KS
- Morgan StanleyJul 2021 – Aug 2023Wichita, KS
- Volunteer for non-profitMar 2020 – Jul 2021Wichita, KS
- Morgan Stanley Private Bank, N.ASep 2021 – Aug 2023New York, NY
- Charles Schwab & Co.,IncAug 2023 – no end date reportedWitchita, KS
- Charles Schwab Bank SSBAug 2023 – no end date reportedWichita, KS
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Wichita, KS
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cynthia Louise Patry has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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