D Mark Smith
Investment Adviser Representative at Creative Financial Designs, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
D. Mark Smith is an investment adviser representative with Creative Financial Designs, Inc. in Greenwood, IN, where they have been registered since 2023. They have worked in the securities industry since 1984 and have been registered with 5 firms, including Wells Fargo Clearing Services, LLC and Commonwealth Financial Network. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Indiana.
Registrations & licenses
- Investment adviser:
- Indiana
- Broker:
4 states and territories
Arizona, Florida, Indiana, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Advisors LLCMar 2016 – Nov 2016Indianapolis, IN
- Wells Fargo Clearing Services, LLCNov 2016 – Jan 2023Indianapolis, IN
- cfd Investments, Inc.Jan 2023 – no end date reportedKokomo, IN
- Creative Financial DesignsJan 2023 – no end date reportedKokomo, IN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Creative Financial Designs, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Subscription fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 161
- Offices listed on AdvisorFinder:
- 23
- Main office:
- Kokomo, IN
- SEC file number:
- 801-60153
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Creative Financial Designs, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. D Mark Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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