Dagny Young

Investment Adviser Representative at SUNBELT SECURITIES

HOUSTON, TXCRD #2050615Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

34 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Texas

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 7/21/1994

Series 63

Uniform Securities Agent State Law Examination

Passed 1/26/1993

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 1/2/2023

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 1/2/2023

Series 53

Municipal Securities Principal Examination

Passed 2/20/2015

Series 14

Compliance Officer Examination

Passed 7/25/1996

Series 8

General Securities Sales Supervisor Examination (Options Module & General Module)

Passed 12/7/1995

Series 4

Registered Options Principal Examination

Passed 3/8/1995

Series 24

General Securities Principal Examination

Passed 10/25/1993

Series 99TO

Operations Professional Examination

Passed 1/2/2023

Series 79TO

Investment Banking Registered Representative Examination

Passed 1/2/2023

Series 52TO

Municipal Securities Representative Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 87

Research Analyst Exam - Part II Regulations Module

Passed 12/7/2009

Series 3

National Commodity Futures Examination

Passed 1/31/1996

Series 7

General Securities Representative Examination

Passed 11/25/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

SUNBELT SECURITIES Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUNBELT SECURITIES, INC.Current

2/18/2016 – HOUSTON, TX

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

9/21/2015 – 10/21/2015SAN ANTONIO, TX

EDI FINANCIAL, INC.

8/26/2013 – 12/31/2015IRVING, TX

AMRESCO SECURITIES, INC.

7/30/1998 – 5/5/1999HOUSTOIN, TX

WFG INVESTMENTS, INC.

6/15/1999 – 7/22/2013DALLAS, TX

THE (WILSON) WILLIAMS FINANCIAL GROUP

5/7/1999 – 6/1/1999

EVEREN SECURITIES, INC.

5/11/1998 – 6/23/1998ST. LOUIS, MO

BANC ONE SECURITIES CORPORATION

3/30/1994 – 11/15/1994CHICAGO, IL

PTX SECURITIES, LLC

3/16/2018 – 1/31/2020PLANO, TX

RAUSCHER PIERCE REFSNES, INC.

11/30/1992 – 3/1/1994DALLAS, TX

PRINCIPAL FINANCIAL SECURITIES,INC.

11/16/1994 – 5/11/1998DALLAS, TX

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dagny Young has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.