SS
SUNBELT SECURITIES
SEC RegisteredHOUSTON, TXhttps://cwrawl.com713-965-9510
Assets Under Management
$1B–$5B
Employees
68
Office Locations
14 offices
Total Accounts
5355
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingState/Municipal
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 4,572 | $1.5B |
| High Net Worth Individuals | 689 | $456M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 78 | $18M |
| State/Municipal Entities | 5 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Thomas Francis Buckley
FINANCIAL OPERATIONS PRINCIPAL
David Anthony Smetek
PRESIDENT / SECRETARY
Patrick Joseph Smetek
REGISTERED OPTIONS PRINICPAL
Patrick Joseph Smetek
CHIEF COMPLIANCE OFFICER
Office locations
14 offices in 4 states
TX
HOUSTONHQ
TX
KERRVILLE
TX
AUSTIN
TX
DALLAS
CO
AURORA
IL
SPRINGFIELD
TX
BEAUMONT
TX
JASPER
TX
DALLAS
TX
DALLAS
TX
SOUTHLAKE
TX
DALLAS
KY
LEXINGTON
Advisors at this firm
56 advisors in the directory
Belinda Gail Aucoin
Investment Adviser Representative
Kenneth Reagan Barry
Investment Adviser Representative
Charles William Bingham
Investment Adviser Representative
Robert Allen Boswell
Investment Adviser Representative
Thomas Preston Brashear
Investment Adviser Representative
Patrick Michael Buckley
Investment Adviser Representative
Cecil Bailey Byers
Investment Adviser Representative
Brock Aaron Carlin
Investment Adviser Representative
Elizabeth Ellen Chamberlain
Investment Adviser Representative
Jonathan Neil Chamberlain
Investment Adviser Representative
Richard Neil Chamberlain
Investment Adviser Representative
Gaylord Chase
Investment Adviser Representative
Thomas Joseph Chretien
Investment Adviser Representative
Alden Isabelle Dichoso
Investment Adviser Representative
Robert Andrew Dishman
Investment Adviser Representative
John Eric Fleckenstein
Investment Adviser Representative
John Elmer Fleckenstein
Investment Adviser Representative
Addison Shea Freedle
Investment Adviser Representative
Kirk Aaron Freedle
Investment Adviser Representative
Mitchell Clayton Friedemann
Investment Adviser Representative
Heinrich Grobler
Investment Adviser Representative
Harrison Spencer Hamilton
Investment Adviser Representative
Marty Harari
Investment Adviser Representative
Jack Edward Hirschman
Investment Adviser Representative
William Rowntree Howard
Investment Adviser Representative
Jon Douglas Hur
Investment Adviser Representative
Melvin Saul Jacobs
Investment Adviser Representative
Charles Beaman Jimerson
Investment Adviser Representative
Kyle Lee Judd
Investment Adviser Representative
Irene M. Kelley
Investment Adviser Representative
Matthew Charles Knauss
Investment Adviser Representative
Bradley Frank Lakner
Investment Adviser Representative
Michael Lewis
Investment Adviser Representative
Roy Alan Longoria
Investment Adviser Representative
Chad Lindbergh Mabry
Investment Adviser Representative
Stephen Wymer McBride
Investment Adviser Representative
Ryan Patrick McDonnell
Investment Adviser Representative
Raymond Joseph Miller
Investment Adviser Representative
Shelley Camille Morrison-Phelps
Investment Adviser Representative
James Michael Nakfoor
Investment Adviser Representative
David Walter Osborne
Investment Adviser Representative
Lawrence Christopher Paladino
Investment Adviser Representative
Charles William Rawl
Investment Adviser Representative
Zachary Charles Rawl
Investment Adviser Representative
Kelly Brian Reavis
Investment Adviser Representative
James Harold Reddish
Investment Adviser Representative
Leo Vinson Reichle
Investment Adviser Representative
Kerry Mark Rigdon
Investment Adviser Representative
Kenneth Eugene Shade
Investment Adviser Representative
Minor Dale Shores
Investment Adviser Representative
Riccardo Signorelli
Investment Adviser Representative
Gregory Michael Thorn
Investment Adviser Representative
Hailey A Thorn
Investment Adviser Representative
Richard Chadwick Waits
Investment Adviser Representative
James Michael Walker
Investment Adviser Representative
Dagny Young
Investment Adviser Representative
Regulatory & compliance
CRD number
#42180
SEC Number
801-71479
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee
Data as of June 24, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
cwrawl.comPhone
713-965-9510Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SUNBELT SECURITIES has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.