SUNBELT SECURITIES
SEC RegisteredHow long will your money last in retirement?
About the firm
Charles W. Rawl & Associates, LLC is a Houston, Texas-based retirement income and legacy planning firm offering comprehensive wealth management and financial planning services to clients of all age groups. The firm combines holistic wealth management and investment services with proactive, tax-optimized retirement income and estate planning. Their mission is to help clients build wealth during working years while planning for the transition to sustainable, tax-minimized retirement income and a lasting legacy.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive wealth management and financial planning, retirement income and estate planning, money management, alternative investments, annuities, life insurance solutions, discretionary and non-discretionary investment portfolio management, and Cash Balance Pension Plans for high-income earners and business owners.
Who they serve
Clients of all age groups, with a focus on high-income individuals and business owners seeking to maximize retirement savings and minimize taxes.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 4,572 | $1.5B |
| High Net Worth Individuals | 689 | $456M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 78 | $18M |
| State/Municipal Entities | 5 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
64 advisors in the directory
Regulatory & compliance
Data as of June 24, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SUNBELT SECURITIES has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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