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Dale Aaron Gambell

Investment Adviser Representative at Vanguard Advisers, Inc.

Mesa, AZCRD #2730397Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dale Aaron Gambell is an investment adviser representative with Vanguard Advisers, Inc. in Mesa, AZ, where they have been registered since 2021. They have worked in the securities industry since 2000 and have been registered with 3 firms, including USAA Investment Services Company and USAA Financial Planning Services. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona and Texas.

Office

14321 N. Northsight Blvd.
Scottsdale, AZ 85260

Advisors at this office: 361

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, Texas
Broker:
1 state or territory

Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/21/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 8/10/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/20/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/8/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Vanguard Marketing CorporationCurrent
5/3/2021 – Mesa, AZ
Vanguard Advisers, Inc.Current
5/3/2021 – Scottsdale, AZ
USAA Investment Services Company
11/6/2020 – 3/10/2021Phoenix, AZ
USAA Investment Services Company
1/8/2018 – 7/30/2020Phoenix, AZ
USAA Financial Planning Services
4/2/2007 – 1/8/2018Phoenix, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. USAA Financial Advisors Inc
    Feb 2007 – Jun 2020Phoenix, AZ
  2. USAA Investment Services Company
    Jan 2018 – Mar 2021Phoenix, AZ
  3. USAA LIFE Insurance Company
    Dec 2020 – Mar 2021Phoenix, AZ
  4. THE Vanguard Group, Inc.
    Mar 2021 – no end date reportedScottsdale, AZ
  5. USAA Financial Planning Services
    Feb 2007 – Dec 2020Phoenix, AZ

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Vanguard Advisers, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesOther Investment Advisers

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,379
Offices listed on AdvisorFinder:
4
Main office:
Malvern, PA
SEC file number:
801-49601

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

Other advisors at Vanguard Advisers, Inc.

Showing 12 of 2,379 in the directory

View Vanguard Advisers, Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dale Aaron Gambell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dale Aaron Gambell (Vanguard Marketing) - Fees & Credentials