Dali Fu
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dali Fu is an investment adviser representative with Transamerica Financial Advisors, LLC in Houston, TX, where they have been registered since 2020, the year they entered the securities industry. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
3 states and territories
California, Massachusetts, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Financial Advisors, IncMar 2020 – no end date reportedHouston, TX
- WfgiaApr 2019 – no end date reportedHouston, TX
- G. Zaibaq Insurance Agent IncMar 2013 – no end date reportedHouston, TX
- Huasheng AcademyJan 2016 – Dec 2017Sugar Land, TX
- Sunbridge Learning LLCJan 2017 – Dec 2019Sugar Land, TX
- DHS MATH amp; SCIENCE BOOSTER CLUBJun 2017 – May 2020Sugar Land, TX
- Filacube LLCMay 2016 – Dec 2019Houston, TX
- AAXY LLCSep 2018 – Apr 2019Austin, TX
- Kyros AI CorpJul 2021 – no end date reportedPalo Alto, CA
- LSPN Pro, LLCAug 2021 – Jan 2023Lindon, UT
- Registered Social Security Analysts (RSSA)Sep 2021 – no end date reportedHouston, TX
- First Connect InsuranceNov 2024 – no end date reportedAustin, TX
- G. Zaibaq Insurance Agency Inc.Nov 2024 – no end date reportedSugar Land, TX
- Smart Choice AgentsNov 2024 – no end date reportedGreensboro, NC
- Lucky AgencyDec 2024 – no end date reportedHouston, TX
- Luckshare Insurance Agency LLCFeb 2026 – no end date reportedHouston, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
Showing 12 of 1,109 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dali Fu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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