Dalton James
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dalton James is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Caldwell, ID, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Strategic Advisers LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Idaho.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Idaho
- Broker:
17 states and territories
Arizona, California, Colorado, Georgia, Idaho, Kansas, Kentucky, Maryland, Massachusetts, New Jersey, North Carolina, North Dakota, Oregon, Virginia, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Picabo Street AcademyAug 2017 – Aug 2018Park City, UT
- University of UtahOct 2021 – May 2023Salt Lake City, UT
- Spotlight.xyzMay 2023 – Nov 2023Ca, CA
- Hometown Sports Inc.Dec 2020 – Jan 2021Id, ID
- Snowbird Sports Education FoundationNov 2023 – May 2024Ut, UT
- Starbucks Coffee CompanyAug 2018 – Mar 2020Wa, WA
- University of UtahApr 2021 – Jul 2021-Ut, UT
- University of UtahMar 2020 – Dec 2020-Ut, UT
- Fidelity InvestmentsMay 2024 – Mar 2026Salt Lake City, UT
- Joseph B. ScottMay 2016 – Aug 2017Id, ID
- Personnel Management Corp.|Jul 2021 – Oct 2021Ut, UT
- Mccall Winter Sports CLUBJan 2021 – Apr 2021Id, ID
- Raymond James Financial Services, Inc.Apr 2026 – no end date reportedCaldwell, ID
- Raymond James Financial Services Advisors, Inc.Apr 2026 – no end date reportedCaldwell, ID
- Strategic AdvisorsJun 2025 – Mar 2026Salt Lake City, UT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at Raymond James Financial Services Advisors, Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dalton James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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