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Dan Dae Young Uhm

Investment Adviser Representative at SEATTLE WEALTH MANAGEMENT LLC

Seattle, WACRD #4701186Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/10/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/26/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Seattle Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEATTLE WEALTH MANAGEMENT LLCCurrent
12/7/2022 – Seattle, WA
AMERICAN INSTITUTIONAL ASSETS, LLC
1/16/2020 – 12/31/2020Seattle, WA
SEATTLE WEALTH MANAGEMENT LLC
8/23/2017 – 12/31/2020Seattle, WA
AMERICAN INSTITUTIONAL ASSETS, LLC
8/3/2018 – 1/15/2020Seattle, WA
COMMONWEALTH FINANCIAL NETWORK
1/24/2014 – 3/7/2017Seattle, WA
AMERIPRISE FINANCIAL SERVICES, INC.
4/17/2009 – 1/28/2014Seattle, WA
WAMU INVESTMENTS, INC.
1/16/2007 – 4/21/2009Seattle, WA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
9/13/2004 – 1/8/2007Bellevue, WA
AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
12/11/2003 – 9/16/2004Seattle, WA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SEATTLE WEALTH MANAGEMENT LLC

1 other advisor in the directory

Eric Arthur Johnson
Investment Adviser Representative
Dual-registered
View SEATTLE WEALTH MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dan Dae Young Uhm has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dan Dae Young Uhm - Financial Advisor in Seattle, WA | AdvisorFinder