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Dan David Seeds Jr

Investment Adviser Representative at Cetera Investment Advisers LLC

Dallas, TXCRD #5477208Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dan David Seeds is an investment adviser representative with Cetera Investment Advisers LLC in Dallas, TX, where they have been registered since 2025. They have worked in the securities industry since 2008 and have been registered with 3 firms, including Northwestern Mutual Investment Services,llc and BOK Financial Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.

Office

5420 Lbj Freeway Ste 1940
Dallas, TX 75240

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Texas
Broker:
1 state or territory

Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/5/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/19/2008

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Cetera Investment Advisers LLCCurrent
2/19/2025 – Dallas, TX
Northwestern Mutual Investment Services,llc
4/17/2018 – 2/4/2025Dallas, TX
BOK Financial Advisors
3/6/2008 – 3/12/2018Mckinney, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. BOK Financial Securities BOKF
    Nov 2007 – Mar 2018McKinney, TX
  2. Tom Weilert
    Apr 2018 – Dec 2024Irving, TX
  3. Northwestern Mutual Investment Services LLC
    Apr 2018 – Dec 2024Irving, TX
  4. Northwestern Mutual Wealth Management Company
    May 2018 – Dec 2024Milwaukee, WI
  5. Excel Volleyball CLUB
    Sep 2017 – no end date reportedCarrollton, TX
  6. Andrew Nowlin
    Jan 2020 – Sep 2020Dallas, TX
  7. Will Brezette
    Jan 2020 – Dec 2024Dallas, TX
  8. Madison Lee Carrier
    Jan 2020 – Dec 2024Dallas, TX
  9. Todd Braden
    Jan 2020 – Dec 2024Dallas, TX
  10. Bret Barnet
    Jan 2020 – Apr 2021Dallas, TX
  11. Mallory Frizel
    Apr 2020 – Dec 2024Dallas, TX
  12. Summit Financial Group
    Jan 2025 – no end date reportedDallas, TX
  13. Cetera Wealth Services, LLC
    Feb 2025 – no end date reportedEl Segundo, CA
  14. Cetera Investment Advisers LLC
    Feb 2025 – no end date reportedSchaumburg, IL

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Cetera Investment Advisers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryFinancial DisclosuresRetirement PlanningIRA RolloversInsuranceAdvisory ServicesCustody Services529 PlansETFs

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
10,459
Offices listed on AdvisorFinder:
27
Main office:
Schaumburg, IL
SEC file number:
801-20406

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

Other advisors at Cetera Investment Advisers LLC

Showing 12 of 10,459 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dan David Seeds Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Dan David Seeds Jr (Cetera Investment Advisers)