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Daniel Allen Barnes

Senior Wealth Advisor, Founder at STRAIT & SOUND

Seattle, WACRD #5143840Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
3 states

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Allen Barnes has worked in the securities industry since 2006. They are registered to provide investment advisory services in California, Texas, and Washington.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
CaliforniaTexasWashington

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $300,0001.50%
$300,000 - $600,0001.30%
$600,000 - $1,200,0001.10%
$1,200,000 - $2,400,0001.00%
$2,400,000 - $5,000,0000.90%
$5,000,000 - $10,000,0000.80%
Over $10,000,000—
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Strait & Sound Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STRAIT & SOUNDCurrent
9/1/2020 – Seattle, WA
BARNES CAPITAL
8/10/2006 – 5/8/2021Lafayette, CA
RB CAPITAL MANAGEMENT, LLC
1/7/2016 – 12/31/2020Lafayette, CA
KARP CAPITAL MANAGEMENT CORPORATION
3/9/2018 – 3/12/2018Sausalito, CA
RB CAPITAL MANAGEMENT, LLC
11/29/2006 – 12/31/2015Lafayette, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at STRAIT & SOUND

7 other advisors in the directory

View STRAIT & SOUND firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Allen Barnes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Allen Barnes - Financial Advisor in Seattle, WA | AdvisorFinder