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Daniel Brady Cotter

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Broadview Heights, OHCRD #1938418Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
5 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 5 states
FloridaIllinoisOhioVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/18/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 1/19/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/11/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REHMANN FINANCIAL
4/1/20104/12/2016Westlake, OH
EQUITABLE ADVISORS, LLCCurrent
9/25/2017Broadview Heights, OH
EQUITABLE ADVISORS, LLCCurrent
4/5/2016Rocky River, OH
AXA ADVISORS, LLC
4/5/20161/20/2017New York, NY
WATERSTONE FINANCIAL GROUP, INC.
5/27/20048/24/2009Westlake, OH
WS GRIFFITH SECURITIES, INC.
1/3/20005/27/2004Cleveland, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Brady Cotter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Brady Cotter - Financial Advisor in Broadview Heights, OH | AdvisorFinder