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Daniel Carroll Stith

Investment Adviser Representative at OSAIC WEALTH, INC.

Oklahoma City, OKCRD #863328Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
12 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Carroll Stith has worked in the securities industry since 1979. They have passed the Series 63, 51, 24, 7, and 1 examinations. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
ArkansasFloridaGeorgiaIndianaKansasLouisianaMassachusettsMinnesotaMissouriNorth CarolinaOklahomaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/11/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/21/1979
Series 1
Registered Representative Examination
Passed 2/20/1979
Series 51
Municipal Fund Securities Principal Examination
Passed 3/7/2006
Series 24
General Securities Principal Examination
Passed 11/3/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
11/3/2023Oklahoma City, OK
FSC SECURITIES CORPORATION
10/25/198311/3/2023Oklahoma City, OK

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Carroll Stith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Carroll Stith - Financial Advisor in Oklahoma City, OK | AdvisorFinder