Daniel Eric Fontenot
Investment Adviser Representative at Ashton Thomas Securities, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Eric Fontenot is an investment adviser representative in Helena, MT, currently registered with Ashton Thomas Private Wealth and Ashton Thomas Securities, LLC. They have worked in the securities industry since 2022 and were previously registered with J.p. Morgan Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Montana.
Registrations & licenses
- Investment adviser:
- Montana
- Broker:
3 states and territories
Arizona, Montana, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank, N.A.Jun 2021 – May 2023Helena, MT
- J.P. Morgan Securities LLCJun 2021 – May 2023Helena, MT
- Wells Fargo Bank, N.A.Jun 2013 – Jun 2021Helena, MT
- Ashton Thomas Private Wealth, LLCMay 2023 – no end date reportedHelena, MT
- Ashton Thomas Securities, LLCDec 2024 – no end date reportedRochester, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ashton Thomas Securities, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 48
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Rochester, NY
- SEC file number:
- 801-69225
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 3, 2026
View full firm profileOther advisors at Ashton Thomas Securities, LLC
Showing 12 of 48 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Eric Fontenot has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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