Daniel Fahringer
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Fahringer is an investment adviser representative with LPL Enterprise, LLC in Harrisburg, PA, where they have been registered since 2024. They have worked in the securities industry since 2003 and have been registered with 10 firms, including Prudential Financial Planning Services and ESI Financial Advisors. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
- Broker:
10 states and territories
California, Connecticut, Delaware, Florida, Missouri, North Carolina, Ohio, Oregon, Pennsylvania, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NEW YORK LIFE Insurance CompanyAug 2015 – Aug 2019Harrisburg, PA
- Nylife Securities LLCAug 2015 – Aug 2019Harrisburg, PA
- Mutual of Omaha Investor ServicesAug 2019 – Nov 2019Harrisburg, PA
- Mutual of Omaha Insurance CompanyAug 2019 – Nov 2019Harrisburg, PA
- PENN Mutual LIFE Insurance CompanyNov 2019 – Apr 2020Horsham, PA
- Hornor Townsend & KENT LLCNov 2019 – Apr 2020Horsham, PA
- Equity Services, IncApr 2020 – Apr 2022Montpelier, VT
- National LIFE GroupMar 2020 – Apr 2022Media, PA
- The Prudential Insurance Company of AmericaApr 2022 – no end date reportedHarrisburg, PA
- Pruco Securities, LLCApr 2022 – Nov 2024Harrisburg, PA
- LPL Enterprise, LLCNov 2024 – no end date reportedHarrisburg, PA
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Fahringer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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