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Daniel Fox Walker

Investment Adviser Representative at Wells Fargo Advisors

Seattle, WACRD #4515434Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Fox Walker is an investment adviser representative with Wells Fargo Advisors in Seattle, WA, where they have been registered since 2026. They have worked in the securities industry since 2005 and have been registered with 7 firms, including Parcion Private Wealth LLC and Fidelity Personal and Workplace Advisors. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.

Office

999 3rd Ave 40th Fl Ste 4000, [Wealth Mgmt]
Seattle, WA 98104

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Washington
Broker:
1 state or territory

Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/12/2020
Series 66
Uniform Combined State Law Examination
Passed 5/17/2002
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 12/31/2017
Series 7
General Securities Representative Examination
Passed 4/24/2002
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Wells Fargo AdvisorsCurrent
7/22/2026 – Seattle, WA
Parcion Private Wealth LLC
2/26/2025 – 3/12/2026Bellevue, WA
Fidelity Personal AND Workplace Advisors
4/24/2023 – 1/9/2025Bellevue, WA
Capital Consulting & Asset Management
1/3/2023 – 3/31/2023Lincoln, NE
SVB Wealth Advisory, Inc.
7/30/2015 – 1/4/2021Seattle, WA
Strategic Advisers, Inc.
12/16/2010 – 7/27/2015Palo Alto, CA
Ameriprise Financial Services, Inc.
5/28/2002 – 5/18/2010Irvine, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Silicon Valley Bank Private Bank
    Jul 2015 – Jan 2021Menlo Park, CA
  2. NESS Industries
    Jan 2021 – Jan 2023Boulder, CO
  3. Fidelity Investments
    Mar 2023 – Jan 2025Bellevue, WA
  4. Parcion Private Wealth LLC
    Jan 2025 – Feb 2026Bellevue, WA
  5. Wells Fargo Bank
    Jul 2026 – no end date reportedSeattle, WA
  6. Wells Fargo Clearing Services
    Jul 2026 – no end date reportedSeattle, WA
  7. Unemployed
    Feb 2026 – Jul 2026Bainbridge Island, WA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Wells Fargo Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Wealth ManagementInvestment AdvisoryMobile BankingDigital Experience

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
14,697
Offices listed on AdvisorFinder:
26
Main office:
St. Louis, MO
SEC file number:
801-37967

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at Wells Fargo Advisors

Showing 12 of 14,697 in the directory

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Fox Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Fox Walker (Wells Fargo Advisors) - Advisor Profile