Daniel Gaines
Investment Adviser Representative at Osaic Wealth, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Gaines is an investment adviser representative with Osaic Wealth, Inc. in Port St Lucie, FL, where they have been registered since 2022. They have worked in the securities industry since 2000 and have been registered with 10 firms, including LPL Financial LLC and Wells Fargo Clearing Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
5 states and territories
California, Florida, Minnesota, New York, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Harbor Community BANKApr 2015 – Jan 2017Fort Pierce, FL
- Securities America IncJul 2015 – Jan 2017Fort Pierce, FL
- Securities America AdvisorsJul 2015 – Jan 2017Fort Pierce, FL
- Wells Fargo Clearing Services, LLC.Jul 2017 – May 2020Jensen Beach, FL
- Wells Fargo BANK NAJul 2017 – May 2020Jensen Beach, FL
- UnemployedJan 2017 – Jul 2017Port St. Lucie, FL
- LPL Financial LLCMay 2020 – Aug 2022Boynton Beach, FL
- NEW YORK Community BANKMay 2020 – Aug 2022Boynton Beach, FL
- Royal Alliance Associates, Inc.Aug 2022 – no end date reportedBoca Raton, FL
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Osaic Wealth, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $5,500 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8,271
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Scottsdale, AZ
- SEC file number:
- 801-54859
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Osaic Wealth, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Gaines has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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