Daniel Gardner
Investment Adviser Representative at Citigroup Global Markets Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Gardner is an investment adviser representative with Citigroup Global Markets Inc. in New York, NY, where they have been registered since 2024. They have worked in the securities industry since 2020 and have been registered with 3 firms, including ALLY Invest Advisors and Fidelity Personal and Workplace Advisors. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
43 states and territories
Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity Brokerages Services LLCFeb 2019 – Jul 2020Westlake, TX
- Snug on the SquareDec 2018 – Feb 2019McKinney, TX
- DexYPJun 2018 – Aug 2018Dallas, TX
- Cracker BarrelAug 2017 – Jun 2018Denton, TX
- The Corner Store @ The University of North TexasJan 2017 – Mar 2017Denton, TX
- Pizza HutAug 2016 – Dec 2016Flower Mound, TX
- UnemployedAug 2018 – Dec 2018Katy, TX
- University of North TexasMar 2017 – Aug 2017Denton, TX
- Ally Invest Securities LLCMay 2021 – Aug 2023Charlotte, NC
- UnemployedJul 2020 – Feb 2021McKinney, TX
- ChuysFeb 2021 – Mar 2021Plano, TX
- UnemployedMar 2021 – May 2021McKinney, TX
- Ally Invest AdvisorsOct 2021 – Aug 2023Charlotte, NC
- Empower Financial Services, IncSep 2023 – Jan 2024Greenwood Village, CO
- CitigroupJan 2024 – no end date reportedNew York City, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citigroup Global Markets Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,405
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-3387
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
View full firm profileOther advisors at Citigroup Global Markets Inc.
Showing 12 of 2,405 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Gardner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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