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Daniel Jack Ransenberg

Investment Adviser Representative at Neuberger Berman BD LLC

San Francisco, CACRD #5239107Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Jack Ransenberg is an investment adviser representative with Neuberger Berman BD LLC in San Francisco, CA, where they have been registered since 2023. They have worked in the securities industry since 2008 and have been registered with 4 firms, including Funds Distributor, LLC and Blackrock Investments, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and New York.

Office

655 Montgomery Street, Suite 1710
San Francisco, CA 94111

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, New York
Broker:
16 states and territories

Alaska, California, Hawaii, Idaho, Montana, Nebraska, Nevada, New Mexico, New York, North Dakota, Oregon, South Dakota, Texas, Utah, Washington, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/26/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 1/23/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 10/9/2015
Series 7
General Securities Representative Examination
Passed 11/27/2007
Series 30
NFA Branch Manager Examination
Passed 12/15/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Neuberger Berman BD LLCCurrent
2/26/2024 – San Francisco, CA
Neuberger Berman BD LLCCurrent
10/3/2023 – Sausalito, CA
Funds Distributor, LLC
9/15/2015 – 9/25/2023Berkeley, CA
Blackrock Investments, LLC
8/5/2013 – 7/14/2015San Francisco, CA
Blackrock Execution Services
11/29/2007 – 8/5/2013San Francisco, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Grantham, MAYO, VAN Otterloo & Co. LLC
    Aug 2015 – Sep 2023Berkeley, CA
  2. Funds Distributor, LLC
    Sep 2015 – Sep 2023Berkeley, CA
  3. Neuberger Berman
    Sep 2023 – no end date reportedSan Francisco, CA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Neuberger Berman BD LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in San Francisco, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Jack Ransenberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Jack Ransenberg (Neuberger Berman BD) | AdvisorFinder