Daniel James Pessagno
Investment Adviser Representative at Apollon Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel James Pessagno is an investment adviser representative with Apollon Wealth Management, LLC in Rockville, MD, where they have been registered since 2024. They have worked in the securities industry since 2004 and have been registered with 8 firms, including CIC Wealth, LLC and Securian Financial Services, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Maryland.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maryland
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cadaret GrantAug 2015 – Dec 2016Baltimore, MD
- Securian Financial GroupJan 2017 – Jul 2018St Paul, MN
- Minnesota Life Insurance CoJan 2017 – Jul 2018St Paul, MN
- Securian Financial of the ChesepeakeJan 2017 – Jul 2018Towson, MD
- CIC Wealth, LLCAug 2018 – Dec 2024Rockville, MD
- Apollon Wealth ManagementSep 2024 – no end date reportedRockville, MD
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Apollon Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 141
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Mount Pleasant, SC
- SEC file number:
- 801-112350
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 15, 2026
View full firm profileOther advisors at Apollon Wealth Management, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel James Pessagno has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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