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Daniel Joseph Deming

Investment Adviser Representative at KKM FINANCIAL LLC

Chicago, ILCRD #2381153Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Joseph Deming has worked in the securities industry since 2014. They have passed the Series 65, 56, and 24 examinations. They are registered to provide investment advisory services in Illinois.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/20/2014
Series 56
Proprietary Trader Qualification Examination
Passed 8/11/2011
Series 24
General Securities Principal Examination
Passed 10/15/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 11.25%
Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 21.00%
Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 30.75%
Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 40.00%
KKM Bond Selection (Stand Alone)0.50%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

KKM Financial LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KKM FINANCIAL LLCCurrent
6/10/2015 – Chicago, IL
KKM FINANCIAL LLC
6/10/2015 – 12/31/2025Chicago, IL
THE STUTLAND VOLATILITY GROUP, LLC
3/3/2015 – 7/31/2015Chicago, IL
THE STUTLAND VOLATILITY GROUP, LLC
6/20/2014 – 12/31/2014Chicago, IL

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Joseph Deming has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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