KKM FINANCIAL LLC
SEC RegisteredAbout the firm
KKM is a boutique investment solutions firm that creates research-based financial products. The firm works with wealth advisors, financial institutions, and family offices globally to assist in portfolio management and provide risk mitigation solutions. KKM offers distinct products utilizing dynamic stock selection, ETF model portfolio strategies, and option overlay programs on various platforms.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Portfolio management solutions including dynamic stock selection and ETF model portfolio strategies; bespoke option-overlay (hedging) solutions focused on income and risk mitigation; and risk-based ETF model portfolio solutions available on various platforms including TAMPs.
Who they serve
Wealth advisors, financial institutions, and family offices globally.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 108 | $35M |
| High Net Worth Individuals | 51 | $136M |
| Insurance Companies | 1 | — |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
1 advisor in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 1 | 1.25% |
| Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 2 | 1.00% |
| Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 3 | 0.75% |
| Asset Allocation / Essential 40 / Equity Selection / Dynamic Model Portfolios - Tier 4 | 0.00% |
| KKM Bond Selection (Stand Alone) | 0.50% |
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. KKM FINANCIAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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