Daniel Kertz
Investment Adviser Representative at Strategic Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Kertz is an investment adviser representative with Strategic Advisers LLC in Palo Alto, CA, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 7 firms, including Fidelity Personal and Workplace Advisors and Allworth Financial, L.P. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Texas.
Office
Advisors at this office: 50
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Texas
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- BASFJan 2016 – Aug 2017Southfield, MI
- Edward JonesSep 2017 – Dec 2017St Louis, MO
- UnemployedJul 2019 – Nov 2019San Carlos, CA
- Appreciation FinancialNov 2019 – Mar 2020Henderson, NV
- Encompass More, a division of Verity Asset ManagementNov 2019 – Feb 2020Durham, NC
- Encompass Investments, a division of Verity Investments, Inc.Nov 2019 – Feb 2020Durham, NC
- UnemployedDec 2017 – Jun 2018San Carlos, CA
- Kia MotorsJun 2018 – Feb 2019Irive, CA
- Puritan FinancialJun 2019 – Jul 2019Plano, TX
- UnemployedMar 2019 – May 2019San Carlos, CA
- New York Life Insurance CoFeb 2020 – Mar 2021San Francisco, CA
- NYLIFE Securities LLCMar 2020 – Apr 2021San Francisco, CA
- Verity Asset ManagementNov 2019 – Feb 2020Durham, NC
- Ameriprise Financial Services, LLCApr 2021 – Jun 2021Palo Alto, CA
- Allworth FinancialAug 2021 – Oct 2021Folsom, CA
- AW SecuritiesAug 2021 – Oct 2021Folsom, CA
- Fidelity InvestmentsOct 2021 – no end date reportedSalt Lake City, UT
- Fidelity InvestmentsMar 2025 – no end date reportedBoston, MA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Strategic Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 17,064
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Boston, MA
- SEC file number:
- 801-13243
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Strategic Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Kertz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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