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Daniel Lester Collins

Investment Adviser Representative at Hilltop Securities Inc.

Plano, TXCRD #1682785Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Lester Collins is an investment adviser representative with Hilltop Securities Inc. in Plano, TX, where they have been registered since 2022. They have worked in the securities industry since 1988 and have been registered with 5 firms, including PNC Investments and PNC Managed Account Solutions, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 72 (government securities). They are registered to provide investment advice in New York and Texas.

Office

5601 Granite Parkway, Suite 305
Plano, TX 75024

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York, Texas
Broker:
5 states and territories

Maryland, New York, North Carolina, Tennessee, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/24/1987
Series 72
Government Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/15/1987

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Hilltop Securities Inc.Current
12/16/2022 – Plano, TX
PNC Investments
8/19/2021 – 12/19/2022Rowlett, TX
PNC Managed Account Solutions, Inc.
10/15/2010 – 8/17/2021Mesquite, TX
St Johns Wealth Management
9/15/2010 – 10/15/2010Mesquite, TX
BBVA Compass Investment Solutions, Inc.
5/13/2004 – 3/10/2010Mesquite, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Compass BANK
    Dec 1996 – Aug 2021Mesquite, TX
  2. BBVA Wealth Solutions Inc.
    Oct 2010 – Aug 2021Mesquite, TX
  3. BBVA Securities Inc.
    May 2013 – Aug 2021Dallas, TX
  4. PNC Investments
    Aug 2021 – Dec 2022Dallas, TX
  5. Hilltop Securities
    Dec 2022 – no end date reportedDallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Hilltop Securities Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
165
Offices listed on AdvisorFinder:
18
Main office:
Dallas, TX
SEC file number:
801-55529

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 11, 2026

View full firm profile

Other advisors at Hilltop Securities Inc.

Showing 12 of 165 in the directory

View Hilltop Securities Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Lester Collins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Lester Collins (Hilltop Securities) - Advisor Profile