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Daniel Mark Dubay

Investment Adviser Representative at SIGNATUREFD, LLC

Atlanta, GACRD #1876135Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/2/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 9/29/1988
Series 7
General Securities Representative Examination
Passed 9/17/1988
Series 53
Municipal Securities Principal Examination
Passed 12/4/2003
Series 28
Introducing Broker/Dealer Financial Operations Principal Examination
Passed 7/14/1998
Series 24
General Securities Principal Examination
Passed 9/29/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $5,000,0001.00%
Above $5,000,0000.50%
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Signaturefd, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SIGNATUREFD, LLCCurrent
12/3/2013Atlanta, GA
PPA ADVISORY SERVICES, INC.
10/1/20078/30/2013Roswell, GA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Mark Dubay has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Mark Dubay - Financial Advisor in Atlanta, GA | AdvisorFinder