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Daniel Norris Jones

Investment Adviser Representative at COOPER/HAIMS ADVISORS, LLC

Victor, NYCRD #5103145Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Norris Jones has worked in the securities industry since 2012. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/5/2015
Series 66
Uniform Combined State Law Examination
Passed 10/16/2006
Series 7
General Securities Representative Examination
Passed 6/26/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $0-$1,000,0001.10%
Next $1,000,001-$2,500,0000.75%
Next $2,500,001-$5,000,0000.60%
Next $5,000,001-$10,000,0000.50%
Next $10,000,001 and up0.35%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Cooper/haims Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COOPER/HAIMS ADVISORS, LLCCurrent
4/19/2021Victor, NY
NIXON PEABODY FINANCIAL ADVISORS LLC
11/18/201511/14/2018Rochester, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/17/20066/28/2012Washington, DC

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at COOPER/HAIMS ADVISORS, LLC

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View COOPER/HAIMS ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Norris Jones has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Norris Jones - Financial Advisor in Victor, NY | AdvisorFinder