Brian Scott Roes
Investment Adviser Representative at COOPER/HAIMS ADVISORS, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Brian Scott Roes has worked in the securities industry since 2021. They are registered to provide investment advisory services in New York and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| First $0-$1,000,000 | 1.10% |
| Next $1,000,001-$2,500,000 | 0.75% |
| Next $2,500,001-$5,000,000 | 0.60% |
| Next $5,000,001-$10,000,000 | 0.50% |
| Next $10,000,001 and up | 0.35% |
Firm-stated minimum; may be waived at the firm's discretion.
Cooper/haims Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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