Daniel Osorio
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Osorio is an investment adviser representative with Charles Schwab & Co., Inc. in El Segundo, CA, where they have been registered since 2021. They have worked in the securities industry since 2017 and were previously registered with Fidelity Personal and Workplace Advisors. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
19 states and territories
California, Colorado, Connecticut, Florida, Georgia, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Tennessee, Texas, Utah, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo BANK NADec 2014 – May 2018Montebello, CA
- Wells Fargo Clearing Services LLCAug 2017 – May 2018Montebello, CA
- Charles Schwab & Co., Inc.May 2018 – Oct 2019Brea, CA
- Charles Schwab BankMay 2018 – Oct 2019Brea, CA
- Fidelity Brokerage Services LLCMay 2020 – Apr 2021Brea, CA
- Charles Schwab BankNov 2019 – May 2020Pasadena, CA
- Charles Schwab & Co., Inc.Nov 2019 – May 2020Pasadena, CA
- Charles Schwab & Co., Inc.May 2021 – no end date reportedEl Segundo, CA
- Charles Schwab Bank, SSBMay 2021 – no end date reportedEl Segundo, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in El Segundo, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Osorio has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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