Daniel Parks
Investment Adviser Representative at Private Advisor Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Parks is an investment adviser representative with Private Advisor Group, LLC in Ridgewood, NJ, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
1 state or territory
New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Financial LLCOct 2025 – no end date reportedRidgewood, NJ
- UnemploymentMay 2025 – Oct 2025Wyckoff, NJ
- Cummings Wealth ManagementJan 2025 – May 2025Mt. Pleasant, SC
- Parks Wealth ManagementMay 2023 – Jan 2025Ridgewood, NJ
- College of CharlestonAug 2021 – May 2025Charleston, SC
- Tactical MoversJan 2023 – Jan 2025Charleston, SC
- Tuxedo Country ClubJun 2020 – Jul 2023Tuxedo Park, NY
- Indian Trail ClubJun 2019 – Jun 2020Franklin Lakes, NJ
- Campgaw MountainNov 2018 – Feb 2021Mahwah, NJ
- Don Bosco PrepSep 2017 – Jun 2021Ramsey, NJ
- High Mountain SchoolSep 2013 – Jun 2017North Haledon, NJ
- Private Advisor Group, LLCJul 2026 – no end date reportedMorristown, NJ
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Private Advisor Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 792
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Morristown, NJ
- SEC file number:
- 801-72060
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Parks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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