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Daniel Patrick Bierals

Investment Adviser Representative at OSAIC WEALTH, INC.

Morristown, NJCRD #2218185Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
2 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Patrick Bierals has worked in the securities industry since 1993. They have passed the Series 65, 63, 57, 55, 30, 24, 7, 4, and 3 examinations. They are registered to provide investment advisory services in New Jersey and North Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyNorth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/4/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 11/9/1994
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/18/2008
Series 55
Limited Representative-Equity Trader Exam
Passed 6/11/1999
Series 7
General Securities Representative Examination
Passed 9/17/1992
Series 30
NFA Branch Manager Examination
Passed 1/25/2008
Series 4
Registered Options Principal Examination
Passed 3/5/2007
Series 24
General Securities Principal Examination
Passed 12/19/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
12/15/2023Morristown, NJ
WORLD EQUITY GROUP, INC.
5/21/201212/15/2023Morristown, NJ
NEW ENGLAND SECURITIES CORPORATION
11/18/20085/24/2012Fairfield, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Patrick Bierals has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Patrick Bierals - Financial Advisor in Morristown, NJ | AdvisorFinder