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Daniel Patrick McHugh

Investment Adviser Representative at BALLAST FINANCIAL ADVISORS, LLC

West Chester, PACRD #2578755Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/13/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 4/13/1995
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/14/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/14/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.012
Source

Ballast Financial Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BALLAST FINANCIAL ADVISORS, LLCCurrent
8/13/2019 – West Chester, PA
ORIGIN FINANCIAL
6/2/2022 – 8/11/2022West Chester, PA
AMERIPRISE FINANCIAL SERVICES, INC.
11/14/2003 – 8/20/2019West Chester, PA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BALLAST FINANCIAL ADVISORS, LLC

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Daniel Elser
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Mark Allen May
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Kevin Clay Wrenn
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View BALLAST FINANCIAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Patrick McHugh has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.