AdFi
DR

Daniel Robert Moroney

Investment Adviser Representative at SOUND INCOME STRATEGIES, LLC

Longmeadow, MACRD #3188284Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ConnecticutMassachusetts
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/9/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 4/1/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/14/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/15/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Sound Income Strategies, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOUND INCOME STRATEGIES, LLCCurrent
10/8/2025 – Longmeadow, MA
EMPOWER ADVISORY GROUP, LLC
2/19/2016 – 9/29/2025Waltham, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
4/16/2013 – 2/6/2014South Hadley, MA
SIGNATOR INVESTORS, INC.
5/10/2005 – 9/9/2011South Hadley, MA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SOUND INCOME STRATEGIES, LLC

Showing 12 of 131 in the directory

Richard Tobias Carlin
Investment Adviser Representative
Dual-registered
Kenneth Richard Carnevale Jr
Investment Adviser Representative
Dual-registered
Dee Kent Carter
Investment Adviser Representative
Investment Adviser Rep
Stuart Craig Chamberlin
Investment Adviser Representative
Dual-registered
Rana Chander
Investment Adviser Representative
Dual-registered
Stacy L Colonna
Investment Adviser Representative
Dual-registered
Richard Mason Comer
Investment Adviser Representative
Investment Adviser Rep
Eric Cote
Investment Adviser Representative
Dual-registered
Lindsey Marie Cotter
Investment Adviser Representative
Investment Adviser Rep
Nathan David Cox
Investment Adviser Representative
Investment Adviser Rep
Fabiano Medrado De Franco
Investment Adviser Representative
Dual-registered
Jalen Adeeb Dagher
Investment Adviser Representative
Dual-registered
View SOUND INCOME STRATEGIES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Robert Moroney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Robert Moroney - Financial Advisor in Longmeadow, MA | AdvisorFinder