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Daniel Shay Nentl

Investment Adviser Representative at IRONWOOD FINANCIAL, LLC

Tucson, AZCRD #2278720Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Shay Nentl has worked in the securities industry since 1998. They have passed the Series 65, 63, 51, 24, 7, 6, and 4 examinations. They are registered to provide investment advisory services in Arizona and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/2/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 12/11/1992
Series 7
General Securities Representative Examination
Passed 11/15/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/29/1993
Series 4
Registered Options Principal Examination
Passed 6/11/2008
Series 51
Municipal Fund Securities Principal Examination
Passed 5/5/2006
Series 24
General Securities Principal Examination
Passed 8/28/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $5,000,0001.00%
More than $5,000,000
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Ironwood Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IRONWOOD FINANCIAL, LLCCurrent
10/8/2009Tucson, AZ
NEXT FINANCIAL GROUP, INC.
3/28/20069/4/2014Tucson, AZ
MARATHON ADVISORS, INC
6/25/19986/5/2006Minneapolis, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at IRONWOOD FINANCIAL, LLC

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View IRONWOOD FINANCIAL, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Shay Nentl has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Shay Nentl - Financial Advisor in Tucson, AZ | AdvisorFinder