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Daniel Stewart Botti

Investment Adviser Representative at PEREGRINE ASSET ADVISERS, INC.

Portland, ORCRD #1272707Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Stewart Botti has worked in the securities industry since 2001. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in Oregon.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Oregon
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/19/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 6/26/1984
Series 7
General Securities Representative Examination
Passed 6/16/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Peregrine Asset Advisers, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PEREGRINE ASSET ADVISERS, INC.Current
6/29/2001Portland, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PEREGRINE ASSET ADVISERS, INC.

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View PEREGRINE ASSET ADVISERS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Stewart Botti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Stewart Botti - Financial Advisor in Portland, OR | AdvisorFinder