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Daniel T Niles

Investment Adviser Representative at NILES INVESTMENT MANAGEMENT, LLC

Plantation, FLCRD #2091855Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel T. Niles has worked in the securities industry since 2019. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/23/2023
Series 66
Uniform Combined State Law Examination
Passed 12/2/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 8/29/2003
Series 7
General Securities Representative Examination
Passed 7/8/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Niles Investment Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NILES INVESTMENT MANAGEMENT, LLCCurrent
4/30/2024Plantation, FL
NEUBERGER BERMAN, LLC
12/7/20044/7/2009San Francisco, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel T Niles has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel T Niles - Financial Advisor in Plantation, FL | AdvisorFinder