Daniel Wesley Prevett
Investment Adviser Representative at Stirlingshire Investments
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Daniel Wesley Prevett is an investment adviser representative with Stirlingshire Investments in Berea, KY, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Prevett Financial and Capstone Wealth Advisors, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Kentucky and New York.
Registrations & licenses
- Investment adviser:
- Kentucky, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UnemployedSep 2019 – Feb 2020Berea, KY
- SAFE LOCK Advisors, LLC D/b/a Prevett FinancialFeb 2020 – no end date reportedBerea, KY
- Brewton-parker CollegeJun 2015 – Sep 2019Mount Vernon, GA
- Midway UniversityJul 2023 – Dec 2023Midway, KY
- SAFE LOCK Advisors, LLC D/b/a Prevett FinancialSep 2020 – no end date reportedBerea, KY
- Capstone Wealth Advisors, LLCMar 2025 – Nov 2025Andalusia, AL
- Stirlingshire RIA LLCNov 2025 – no end date reportedNew York, NY
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stirlingshire Investments
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Estimated blended rate
- 0.02
- First $250,0002.00%
- $250,001 - $500,0001.75%
- $500,001 - $1,000,0001.50%
- $1,000,001 - $3,000,0001.25%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 28
- Offices listed on AdvisorFinder:
- 6
- Main office:
- New York, NY
- SEC file number:
- 801-128665
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Stirlingshire Investments
Showing 12 of 28 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Wesley Prevett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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