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Daniel William Farrell

Investment Adviser Representative at CORE PLANNING

Devon, PACRD #6339117Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
9 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArkansasConnecticutMarylandMichiganMissouriNew JerseyNew YorkPennsylvaniaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/15/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 10/10/2014
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 9/26/2014
Series 7
General Securities Representative Examination
Passed 7/22/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

CORE Planning Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORE PLANNINGCurrent
9/4/2025Devon, PA
VANGUARD MARKETING CORPORATION
10/29/20193/28/2024Malvern, PA
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
12/5/20173/28/2019Centennial, CO
OPPENHEIMER & CO. INC.
7/22/20144/30/2017New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel William Farrell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel William Farrell - Financial Advisor in Devon, PA | AdvisorFinder