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Daniel Yung Kim

Investment Adviser Representative at Penserra Global Investors LLC

Hunts Point, WACRD #4550031Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Yung Kim is an investment adviser representative in Hunts Point, WA, currently registered with Penserra Global Investors LLC and Penserra Wealth Management. They have worked in the securities industry since 2014 and have been registered with 4 firms, including Saturna Capital Corporation and Blackcrane Capital. They have passed 4 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in California, New York, and Washington.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, New York, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/12/2023
Series 7
General Securities Representative Examination
Passed 5/1/2023
SIE
Securities Industry Essentials Examination
Passed 4/8/2023
Series 55
Limited Representative-Equity Trader Exam
Passed 7/6/2002
Series 7
General Securities Representative Examination
Passed 6/22/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Penserra Global Investors LLCCurrent
4/8/2026 – Hunts Point, WA
Penserra Wealth ManagementCurrent
4/8/2026 – Hunts Point, WA
Saturna Capital Corporation
11/28/2023 – 4/15/2026Bellingham, WA
Blackcrane Capital
5/19/2021 – 3/6/2023Hunts Point, WA
Blackcrane Capital
1/2/2013 – 12/31/2019Bellevue, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Blackcrane Capital
    Jul 2012 – Jul 2023Bellevue, WA
  2. Saturna Capital Corporation
    Mar 2023 – Aug 2024Bellingham, WA
  3. Saturna Brokerage Services
    Mar 2023 – no end date reportedBellingham, WA
  4. Saturna Capital Corporation
    Aug 2024 – no end date reportedBellingham, WA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Penserra Global Investors LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$10,000,000

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Hunts Point, WA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Yung Kim has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Daniel Yung Kim (Penserra Global Investors) | AdvisorFinder