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Daniel Yung Kim

Investment Adviser Representative at PENSERRA GLOBAL INVESTORS LLC

Hunts Point, WACRD #4550031Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaNew YorkWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/12/2023
Series 7
General Securities Representative Examination
Passed 5/1/2023
SIE
Securities Industry Essentials Examination
Passed 4/8/2023
Series 55
Limited Representative-Equity Trader Exam
Passed 7/6/2002
Series 7
General Securities Representative Examination
Passed 6/22/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Penserra Global Investors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PENSERRA GLOBAL INVESTORS LLCCurrent
4/8/2026Hunts Point, WA
PENSERRA WEALTH MANAGEMENTCurrent
4/8/2026Hunts Point, WA
SATURNA CAPITAL CORPORATION
11/28/20234/15/2026Bellingham, WA
BLACKCRANE CAPITAL
5/19/20213/6/2023Hunts Point, WA
BLACKCRANE CAPITAL
1/2/201312/31/2019Bellevue, WA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PENSERRA GLOBAL INVESTORS LLC

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View PENSERRA GLOBAL INVESTORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Yung Kim has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.