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Darcy C Carroll

Investment Adviser Representative at WILLIAM BLAIR & COMPANY L.L.C.

Baltimore, MDCRD #2599902Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
20 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
AlabamaCaliforniaColoradoDelawareDistrict of ColumbiaFloridaGeorgiaIllinoisMarylandMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaOhioSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/24/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 5/14/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/19/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

William Blair & Company L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WILLIAM BLAIR & COMPANY L.L.C.Current
2/4/2019Baltimore, MD
WILLIAM BLAIRCurrent
1/25/2019Baltimore, MD
BROWN ADVISORY SECURITIES, LLC
9/1/20061/28/2019Baltimore, MD
CREDIT SUISSE SECURITIES
1/17/200310/16/2006Baltimore, MD
DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION
10/5/20011/17/2003Baltimore, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darcy C Carroll has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.