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Daren Phillip Seekins

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Bangor, MECRD #2637655Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
17 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaFloridaIdahoIllinoisIowaMaineMarylandMassachusettsMissouriNew HampshireNew MexicoNorth CarolinaPennsylvaniaRhode IslandSouth CarolinaTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/17/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 8/31/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/14/1995
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/15/2000
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/10/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
7/27/2007Bangor, ME
LPL FINANCIAL LLCCurrent
7/23/2007Bangor, ME
NORTHEAST PLANNING ASSOCIATES, INC.Current
7/28/2004Bangor, ME
LEGACY ADVISORY SERVICES, INC.
8/20/20026/25/2004Newport, ME

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daren Phillip Seekins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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