AdFi
DO

Dario Orosco

Investment Adviser Representative at Wells Fargo Advisors

Port Hueneme, CACRD #4715867Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dario Orosco is an investment adviser representative with Wells Fargo Advisors in Port Hueneme, CA, where they have been registered since 2016. They have worked in the securities industry since 2004 and have been registered with 7 firms, including J.p. Morgan Securities LLC and Citigroup Global Markets Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California, Idaho, and Texas.

Office

533 W Channel Islands Blvd
Port Hueneme, CA 93041

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Idaho, Texas
Broker:
21 states and territories

Arizona, California, Florida, Idaho, Indiana, Kansas, Kentucky, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/1/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/12/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/10/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/3/2003
Series 24
General Securities Principal Examination
Passed 12/8/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Wells Fargo AdvisorsCurrent
9/16/2016 – Port Hueneme, CA
J.p. Morgan Securities LLC
12/4/2012 – 9/27/2016Ventura, CA
Citigroup Global Markets Inc.
6/12/2012 – 12/17/2012Freeport, NY
Chase Investment Services Corp.
7/25/2006 – 6/4/2012Austin, TX
Essex National Securities, Inc.
3/29/2006 – 7/25/2006New York, NY
Citicorp Investment Services
2/3/2006 – 3/7/2006New York, NY
Wells Fargo Investments, LLC
3/2/2005 – 12/14/2005San Francisco, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Wells Fargo Advisors, LLC
    Sep 2016 – Nov 2016Santa Barbara, CA
  2. Wells Fargo Clearing Services, LLC
    Nov 2016 – no end date reportedSanta Barbara, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Wells Fargo Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Wealth ManagementInvestment AdvisoryMobile BankingDigital Experience

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
14,697
Offices listed on AdvisorFinder:
26
Main office:
St. Louis, MO
SEC file number:
801-37967

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at Wells Fargo Advisors

Showing 12 of 14,697 in the directory

View Wells Fargo Advisors firm profile

Similar advisors in Port Hueneme, CA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dario Orosco has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Dario Orosco (Wells Fargo Advisors) - Fees & Credentials