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Darrell James

Investment Adviser Representative at Wells Fargo Advisors

Atlanta, GACRD #7386777Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Darrell James is an investment adviser representative with Wells Fargo Advisors in Atlanta, GA, where they have been registered since 2024. They have worked in the securities industry since 2021 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Georgia and Texas.

Office

4454 Roswell Rd Ne, [Roswell Wieuca]
Atlanta, GA 30342

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Georgia, Texas
Broker:
12 states and territories

Alabama, California, Florida, Georgia, Maryland, New York, North Carolina, Ohio, South Carolina, Tennessee, Texas, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/4/2021
Series 7
General Securities Representative Examination
Passed 7/30/2021
SIE
Securities Industry Essentials Examination
Passed 6/28/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Wells Fargo AdvisorsCurrent
12/13/2024 – Atlanta, GA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
10/8/2021 – 12/16/2024Marietta, GA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mar 2021 – Dec 2024Marietta, GA
  2. BANK OF America
    Mar 2020 – May 2021Kennesaw, GA
  3. COBB County School District
    Oct 2019 – Mar 2020Marietta, GA
  4. JP Morgan Chase
    Jun 2019 – Jul 2019Alpharetta, GA
  5. Destiny Metropolitian Worship Church (Dissolved)
    Feb 2018 – Nov 2019Atlanta, GA
  6. Capstone Financial
    Mar 2018 – Jan 2019Atlanta, GA
  7. Lauren Edwards REAL Estate AND Appriasals
    May 2015 – Mar 2018Smyrna, GA
  8. Dollar Tree
    Dec 2019 – Jan 2020Marietta, GA
  9. Wells Fargo Clearing Services, LLC
    Dec 2024 – no end date reportedCumming, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Wells Fargo Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Wealth ManagementInvestment AdvisoryMobile BankingDigital Experience

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
14,697
Offices listed on AdvisorFinder:
26
Main office:
St. Louis, MO
SEC file number:
801-37967

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of October 1, 2026

View full firm profile

Other advisors at Wells Fargo Advisors

Showing 12 of 14,697 in the directory

View Wells Fargo Advisors firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darrell James has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Darrell James (Wells Fargo Advisors) - Fees & Credentials