Darrell Springer
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Darrell Springer is an investment adviser representative with Cetera Investment Advisers LLC in Brookhaven, GA, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 4 firms, including Compass Retirement Group LLC and Morgan Stanley. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia and Maryland.
Registrations & licenses
- Investment adviser:
- Georgia, Maryland
- Broker:
4 states and territories
Georgia, Maryland, North Carolina, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- E*TRADE Securities LLCOct 2016 – Jun 2018Alpharetta, GA
- William BlairJun 2018 – Jan 2020Chicago, IL
- Morgan StanleyDec 2020 – Mar 2022Atlanta, GA
- Georgia Department of LaborJan 2020 – Dec 2020Atlanta, GA
- Morgan Stanley Private Bank, N.AJan 2021 – Mar 2022New York, NY
- Springer Capital ManagementMar 2022 – Jul 2023Atlanta, GA
- Compass Retirement Group LLCJul 2023 – Nov 2023St. Louis, MO
- Marriott InternationalJan 2024 – Sep 2024Atlanta, GA
- Cetera Wealth Services, LLCFeb 2024 – no end date reportedEl Segundo, CA
- Cetera Investment Advisers LLCFeb 2024 – no end date reportedSchaumburg, IL
- Nxtgen Capital AdvisorsNov 2024 – no end date reportedBrookhaven, GA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darrell Springer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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