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Darrin Robert Halsey

Investment Adviser Representative at Kovack Advisors, Inc.

Lake Suzy, FLCRD #3123125Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Darrin Robert Halsey is an investment adviser representative with Kovack Advisors, Inc. in Lake Suzy, FL, where they have been registered since 2009. They have worked in the securities industry since 1999 and have been registered with 3 firms, including Raymond James & Associates, Inc. and A. G. Edwards & SONS, Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 31 (managed futures). They are registered to provide investment advice in Florida.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
16 states and territories

Alabama, Arizona, California, Connecticut, Delaware, Florida, Georgia, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/12/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/6/2007
Series 7
General Securities Representative Examination
Passed 11/5/1998

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Kovack Advisors, Inc.Current
5/19/2009 – Lake Suzy, FL
Raymond James & Associates, Inc.
10/3/2005 – 4/29/2009Port Charlotte, FL
A. G. Edwards & SONS, Inc.
1/11/1999 – 9/7/2005Port Charlotte, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Kovack Securities, Inc.
    Apr 2009 – no end date reportedFt. Laud., FL
  2. Kovack Advisors, Inc.
    Apr 2009 – no end date reportedFt. Laud., FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Kovack Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm account minimum
$10,000 (waivable)
Estimated blended rate
0.029

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Fee-based accounts and programs (CHOICE Programs), third-party money management programs including asset allocation firms and individual money managers, and assistance in reviewing and evaluating these programs with objectivity and without preference or bias for any product or sponsor.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers
Firm areas of expertise
Fee-based AccountsThird-party Money ManagementAsset AllocationRegistered Investment AdvisorTAMPIndependent Advisory

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingState/MunicipalCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
257
Offices listed on AdvisorFinder:
24
Main office:
Ft. Lauderdale, FL
SEC file number:
801-63048

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 27, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darrin Robert Halsey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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