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Darwin Douglas Johnson

Investment Adviser Representative at SAGEGUARD FINANCIAL GROUP, LLC

Goodlettsville, TNCRD #4147691Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Darwin Douglas Johnson has worked in the securities industry since 2009. They have passed the Series 66, 63, and 7 examinations. They are registered to provide investment advisory services in Tennessee.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Tennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/22/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/2000
Series 7
General Securities Representative Examination
Passed 6/16/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
All assets up to $250,0001.80%
$250,001 to $750,0001.60%
$750,001 to $1,000,0001.40%
All assets above $1,000,0001.20%
Source

Sageguard Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAGEGUARD FINANCIAL GROUP, LLCCurrent
12/20/2022Goodlettsville, TN
ALPHASTAR CAPITAL MANAGEMENT, LLC
6/23/20214/19/2023Goodlettsville, TN
SAGEGUARD FINANCIAL GROUP, LLC
2/10/201212/7/2021Goodlettsville, TN
BROOKSTONE CAPITAL MANAGEMENT LLC
9/24/20095/17/2012Goodlettsville, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Darwin Douglas Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Darwin Douglas Johnson - Financial Advisor in Goodlettsville, TN | AdvisorFinder