Dat Quach
Investment Adviser Representative at SOFI Wealth LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Dat Quach is an investment adviser representative with SOFI Wealth LLC in Cottonwood Heights, UT, where they have been registered since 2025. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Utah.
Office
Advisors at this office: 21
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Utah
- Broker:
1 state or territory
Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2022 – Mar 2024Chandler, AZ
- Board of Regents Nevada System of Higher EducationMay 2021 – Dec 2021Las Vegas, NV
- Toan PhatJan 2014 – Jan 2021Can Tho
- University of Nevada, Las VegasAug 2019 – Dec 2021Las Vegas, NV
- UnemployedDec 2021 – Dec 2022Las Vegas, NV
- Ohio UniversityAug 2017 – May 2019Athens, OH
- St. Anthony's High SchoolJan 2016 – Jun 2017Melville, NY
- Morgan StanleyApr 2025 – Nov 2025Sandy, UT
- Jalux Americas, IncNov 2024 – Feb 2025Las Vegas, NV
- Arizona State UniversityMay 2024 – May 2025Tempe, AZ
- UnemployedMar 2024 – May 2024Las Vegas, NV
- SOFI Securities LLCDec 2025 – no end date reportedCottonwood Heights, UT
- SOFI Wealth LLCDec 2025 – no end date reportedCottonwood Heights, UT
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SOFI Wealth LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Estimated blended rate
- 0.0025
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 111
- Offices listed on AdvisorFinder:
- 5
- Main office:
- San Francisco, CA
- SEC file number:
- 801-78185
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 31, 2026
View full firm profileOther advisors at SOFI Wealth LLC
Showing 12 of 111 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dat Quach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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