David Alan Hayes
Investment Adviser Representative at Commonwealth Financial Network
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
David Alan Hayes is an investment adviser representative with Commonwealth Financial Network in Birmingham, AL, where they have been registered since 2023. They have worked in the securities industry since 2018 and have been registered with 3 firms, including Raymond James Financial Services Advisors, Inc and Southwestern Investment Advisory Services, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Alabama.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama
- Broker:
4 states and territories
Alabama, Florida, Georgia, Indiana
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Rohrer AestheticsJun 2015 – Apr 2018Homewood, AL
- Raymond James Financial Services, IncMay 2018 – Sep 2018Birmingham, AL
- Southwestern Investment Advisory ServicesMar 2019 – Mar 2021Birmingham, AL
- Southwestern Investment GroupJul 2018 – Mar 2021Homewood, AL
- Raymond James Financial Services, IncSep 2018 – Nov 2023Birmingham, AL
- Raymond James Financial Services Advisors, Inc.Mar 2021 – Nov 2023Birmingham, AL
- Commonwealth Financial NetworkNov 2023 – no end date reportedWaltham, MA
- Longbow Capital Partners, LLCNov 2023 – no end date reportedBirmingham, AL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Commonwealth Financial Network
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,971
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Waltham, MA
- SEC file number:
- 801-41541
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Commonwealth Financial Network
Showing 12 of 2,971 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. David Alan Hayes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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